Securities Regulation

87 Terms

Terms in "Securities Regulation"

87 terms in this category

10-K

10-Q

13F Filings

8-K Filing

Accredited Investor Verification

Activity Statement

Affiliated Broker

Approved List

Associated Person

Broker Regulation

Brokerage Regulation

BrokerCheck

BrokerCheck

Corporate Disclosure

EDGAR (SEC Database)

Fair Disclosure (Regulation FD)

Federal Reserve Regulation T

Federal Reserve Regulations

Federal Securities Laws

Fee Disclosure

Financial Disclosure

FOCUS Report

Free Riding

Good Faith Violation

Gun-Jumping

IARD (Investment Adviser Registration Depository)

Information Disclosure

Insider Trading

Intrastate Offering

Investment Company Act of 1940

Investment Company Act of 1940

Investment Company Act of 1940

JOBS Act

Large Trader

Large Trader ID Number

License & Registration

Material Event

Material Information

Materiality

Naked Short Selling

Natural Person

Net Capital Requirement

Net Capital Rule

New Issue Rule

Offering Circular

PCAOB

Post-Effective Period

Private Placement

Prospectus

Qualified Institutional Buyer (QIB)

Qualified Purchaser

Qualified Service Provider

Quiet Period

Reg T (Regulation T)

Reg T Margin

Registered Investment Advisor (RIA)

Registration Statement

Regulation A (Reg A+)

Regulation D (Reg D)

Regulation FD (Fair Disclosure)

Regulation M

Regulation Q

Regulation S (Reg S)

Regulation S-P

Rule 144

Rule 144A

Rule 145

Rule 147

S-1 Registration Statement

Schedule 13D

SEC (Securities and Exchange Commission)

SEC Climate and ESG Task Force

SEC Enforcement

SEC Fee (Section 31 Transaction Fee)

SEC Filings

Sec Registrations

SEC Reporting

SEC Rule 10b-10 (Trade Confirmation)

Section 16 (Securities Exchange Act)

Securities Act of 1933

Securities Act of 1933

Securities and Exchange Commission (SEC)

Shelf Registration

SIPC (Securities Investor Protection Corporation)

Trust Indenture Act of 1939

Well-Known Seasoned Issuer (WKSI)

Williams Act

Congressional Trades Beat the Market

Members of Congress outperformed the S&P 500 by up to 6x in 2024. See their trades before the market reacts.

2024 Performance Snapshot

23.3%
S&P 500
2024 Return
31.1%
Democratic
Avg Return
26.1%
Republican
Avg Return
149%
Top Performer
2024 Return
42.5%
Beat S&P 500
Winning Rate
+47%
Leadership
Annual Alpha

Top 2024 Performers

D. RouzerR-NC
149.0%
R. WydenD-OR
123.8%
R. WilliamsR-TX
111.2%
M. McGarveyD-KY
105.8%
N. PelosiD-CA
70.9%
BerkshireBenchmark
27.1%
S&P 500Benchmark
23.3%

Cumulative Returns (YTD 2024)

0%50%100%150%2024

Closed signals from the last 30 days that members have profited from. Updated daily with real performance.

Top Closed Signals · Last 30 Days

NVDA+10.72%

BB RSI ATR Strategy

$118.50$131.20 · Held: 2 days

AAPL+7.88%

BB RSI ATR Strategy

$232.80$251.15 · Held: 3 days

TSLA+6.86%

BB RSI ATR Strategy

$265.20$283.40 · Held: 2 days

META+6.00%

BB RSI ATR Strategy

$590.10$625.50 · Held: 1 day

AMZN+5.14%

BB RSI ATR Strategy

$198.30$208.50 · Held: 4 days

GOOG+4.76%

BB RSI ATR Strategy

$172.40$180.60 · Held: 3 days

Hold time is how long the position was open before closing in profit.

See What Wall Street Is Buying

Track what 6,000+ institutional filers are buying and selling across $65T+ in holdings.

Where Smart Money Is Flowing

Top stocks by net capital inflow · Q3 2025

APP$39.8BCVX$16.9BSNPS$15.9BCRWV$15.9BIBIT$13.3BGLD$13.0B

Institutional Capital Flows

Net accumulation vs distribution · Q3 2025

DISTRIBUTIONACCUMULATIONNVDA$257.9BAPP$39.8BMETA$104.8BCVX$16.9BAAPL$102.0BSNPS$15.9BWFC$80.7BCRWV$15.9BMSFT$79.9BIBIT$13.3BTSLA$72.4BGLD$13.0B